Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nickolas? Claim Your ProfileNickolas Le Moes is an investment advisor representative associated with Verity Asset Management. Nickolas is registered with the state of Texas as an Investment Advisor Representative. Nickolas has also been registered with National Financial Services LLC in the past. Nickolas holds the Series 65, SIE and Series 99 licenses. Nickolas's experience includes working at Fidelity Investments, National Financial Services LLC, and Verity Asset Management. Nickolas has a history of working with individuals, other investment advisors, investment companies, and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Administrative services for advisors
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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NC
01/06/2022 - Present
Verity Asset Management (DURHAM NC)
TX
12/20/2016 - 01/22/2019
NATIONAL FINANCIAL SERVICES LLC (WESTLAKE TX)
IA
Issued 11/19/2021
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/20/2016
Series 99 - Operations Professional Examination
Active
Inactive
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