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Nickolas Konstantinou

Kroll Securities LLC

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About Nickolas Konstantinou

Nickolas Konstantinou is a financial professional with over 24 years of experience in the industry. Nickolas is currently registered with Kroll Securities LLC in Illinois and Oregon. Nickolas previously held positions at Lincoln International LLC, Scott & Stringfellow, LLC, KeyBanc Capital Markets Inc. and Raymond James & Associates, Inc.. Nickolas has a strong background in investment banking and securities, holding Series 7, 24, 63, 79 and SIE licenses.

Firm Information

Nickolas Konstantinou is currently registered with Kroll Securities LLC. Kroll Securities LLC is a Limited Liability Company formed in June 1997. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

114

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Nickolas Konstantinou’s Registration & Firm History

IL

01/12/2024 - Present

Kroll Securities LLC (CHICAGO IL)

IL

10/30/2012 - 01/02/2024

LINCOLN INTERNATIONAL LLC (CHICAGO IL)

VA

08/31/2010 - 10/16/2012

SCOTT & STRINGFELLOW, LLC (RICHMOND VA)

OH

02/27/2006 - 05/26/2010

KEYBANC CAPITAL MARKETS INC. (CLEVELAND OH)

FL

02/25/1999 - 12/31/2005

RAYMOND JAMES & ASSOCIATES, INC. (ST. PETERSBURG FL)

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Licenses & Designations

BC

Issued 01/31/2007

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/27/2013

Series 24 - General Securities Principal Examination

BC

Issued 04/10/2024

Series 7TO - General Securities Representative Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/03/1999

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Nickolas Konstantinou.
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