Unclaimed
Nickolas Carpas is a financial advisor with J.p. Morgan Institutional Investments Inc., based in New York, NY. Nickolas has been working in the financial industry since 2008. Nickolas is licensed to provide securities and investment advisory services in 53 states and the District of Columbia. Nickolas holds the Series 7, Series 26, and Series 66 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
06/15/2011 - Present
J.p. Morgan Institutional Investments Inc. (New York NY)
OH
03/02/2009 - 06/01/2011
JPMORGAN DISTRIBUTION SERVICES, INC. (COLUMBUS OH)
NJ
12/07/2007 - 02/12/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PENNINGTON NJ)
BOTH
Issued 03/14/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/20/2011
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/06/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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