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Nickolas John Carpas

J.p. Morgan Institutional Investments Inc.

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About Nickolas John Carpas

Nickolas Carpas is a financial advisor with J.p. Morgan Institutional Investments Inc., based in New York, NY. Nickolas has been working in the financial industry since 2008. Nickolas is licensed to provide securities and investment advisory services in 53 states and the District of Columbia. Nickolas holds the Series 7, Series 26, and Series 66 licenses.

Firm Information

Nickolas Carpas is currently registered with J.p. Morgan Institutional Investments Inc.. J.P. Morgan Institutional Investments Inc. is a corporation formed on May 26, 1999. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

526

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Nickolas Carpas’s Registration & Firm History

NY

06/15/2011 - Present

J.p. Morgan Institutional Investments Inc. (New York NY)

OH

03/02/2009 - 06/01/2011

JPMORGAN DISTRIBUTION SERVICES, INC. (COLUMBUS OH)

NJ

12/07/2007 - 02/12/2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PENNINGTON NJ)

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Licenses & Designations

BOTH

Issued 03/14/2008

Series 66 - Uniform Combined State Law Examination

BC

Issued 07/20/2011

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/06/2007

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Nickolas John Carpas.
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