Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nickolas? Claim Your ProfileNickolas Ballas is a financial professional with over 30 years of experience in the industry. Nickolas currently holds a Series 6 and Series 63 license and is registered with Equitable Distributors, LLC in Charlotte, North Carolina. Previously, Nickolas was associated with Prudential Annuities Distributors, Inc., Pruco Securities, LLC., MetLife Investors Distribution Company, New England Securities, MONY Securities Corporation, MetLife Securities Inc., Metropolitan Life Insurance Company, Lincoln Financial Advisors Corporation, The Lincoln National Life Insurance Company, The Advisors Group, Inc., Carillon Investments, Inc. and The Equitable Life Assurance Society of the United States. Nickolas is registered in Florida, Georgia, Maryland, New York, North Carolina, South Carolina, Tennessee, Virginia and Wisconsin.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NC
04/21/2022 - Present
Equitable Distributors, LLC (Charlotte NC)
GA
03/24/2020 - 04/02/2021
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC (Alpharetta GA)
NJ
06/15/2016 - 03/31/2020
PRUCO SECURITIES, LLC. (NEWARK NJ)
ME
05/27/2009 - 10/30/2015
METLIFE INVESTORS DISTRIBUTION COMPANY (PORTLAND ME)
NY
07/19/2004 - 05/03/2006
NEW ENGLAND SECURITIES (NEW YORK NY)
NY
07/09/2001 - 07/19/2004
MONY SECURITIES CORPORATION (NEW YORK NY)
MA
11/05/1999 - 07/27/2001
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
11/05/1999 - 07/27/2001
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
IN
03/04/1999 - 06/24/1999
LINCOLN FINANCIAL ADVISORS CORPORATION (FORT WAYNE IN)
IN
03/04/1999 - 06/24/1999
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (FORT WAYNE IN)
MD
03/22/1996 - 12/16/1998
THE ADVISORS GROUP, INC. (BETHESDA MD)
NA
01/17/1996 - 12/16/1998
THE ADVISORS GROUP, INC.
OH
09/20/1995 - 01/24/1996
CARILLON INVESTMENTS, INC. (CINCINNATI OH)
MD
04/19/1991 - 04/11/1995
THE ADVISORS GROUP, INC. (BETHESDA MD)
NY
12/11/1984 - 01/24/1991
EQUICO SECURITIES, INC. (NEW YORK NY)
NY
12/11/1984 - 01/24/1991
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
BC
Issued 06/29/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/07/1984
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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