Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nickolas? Claim Your ProfileNickolas Ward is a financial advisor with over 7 years of experience in the financial services industry. Currently, Nickolas is registered with Morgan Stanley, and licensed to provide financial advice in several states. Previously, Nickolas held positions with Infinex Investments, Inc. and Wells Fargo Clearing Services, LLC. Nickolas holds a Series 7TO, Series 6, Series 63, Series 66, Series 9 and Series 10 licenses and has a strong track record of providing comprehensive financial planning services to individuals, families, and businesses. Nickolas specializes in areas such as asset allocation, investment management, financial planning, and retirement planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
IL
06/09/2022 - Present
Morgan Stanley (PEORIA IL)
IL
06/09/2021 - 05/16/2022
INFINEX INVESTMENTS, INC. (Champaign IL)
FL
06/26/2015 - 06/04/2021
WELLS FARGO CLEARING SERVICES, LLC (PANAMA CITY FL)
BOTH
Issued 12/17/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/07/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/10/2024
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/21/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 04/13/2019
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/26/2015
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Nickolas Ward is the right advisor for you? Invested Better is here to help.
