Unclaimed
Nickolas Rud is a financial advisor with Ameriprise Financial Services, LLC. Nickolas has over 8 years of experience in the financial industry. He is a registered representative and investment advisor representative in the state of Minnesota. Nickolas has a Series 7, Series 24, Series 4, Series 52TO, Series 53, and Series 66 license. He also has a SIE license. Prior to joining Ameriprise, Nickolas worked at Wells Fargo Clearing Services, LLC and Questar Capital Corporation. Nickolas is a specialist in providing financial advice to individuals, high net worth individuals, businesses, corporations, and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MN
02/16/2022 - Present
Ameriprise Financial Services, LLC (Minneapolis MN)
MO
03/17/2021 - 12/22/2021
WELLS FARGO CLEARING SERVICES, LLC (ST. LOUIS MO)
MN
12/04/2018 - 11/23/2020
AMERIPRISE FINANCIAL SERVICES, LLC (Minneapolis MN)
MN
11/11/2015 - 11/20/2018
QUESTAR CAPITAL CORPORATION (MINNEAPOLIS MN)
BOTH
Issued 06/08/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/03/2021
Series 53 - Municipal Securities Principal Examination
BC
Issued 02/03/2017
Series 4 - Registered Options Principal Examination
BC
Issued 03/25/2016
Series 24 - General Securities Principal Examination
BC
Issued 09/18/2020
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/11/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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