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Nickolas A Figueroa

Morgan Stanley & Co. LLC

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About Nickolas A Figueroa

Nickolas Figueroa is a financial professional currently employed at Morgan Stanley & Co. LLC. Nickolas Figueroa has been in the industry for over 180 days and has passed the Securities Industry Essentials Examination and the Investment Banking Registered Representative Examination.

Firm Information

Nickolas Figueroa is currently registered with Morgan Stanley & Co. LLC. Morgan Stanley & Co. LLC is a Limited Liability Company formed on December 3, 1969. It is registered in 53 states and has one approved SEC registration. The firm has been involved in 471 Regulatory Events, 5 Civil Events, and 54 Arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

462

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Nickolas Figueroa’s Registration & Firm History

NY

07/27/2023 - Present

Morgan Stanley & Co. LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 07/27/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 03/14/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Nickolas A Figueroa.
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