Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicklaus? Claim Your ProfileNicklaus Serafini is a financial advisor with Wells Fargo Clearing Services, LLC. Nicklaus has been working in the financial industry since May 2017. Previously, Nicklaus worked at Comerica Securities, Ameriprise Financial Services, LLC, PNC Investments, Oppenheimer & Co. Inc., and Raymond James & Associates, Inc. Nicklaus specializes in providing financial advice to individuals, businesses, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
MI
02/14/2023 - Present
Wells Fargo Clearing Services, LLC (BIRMINGHAM MI)
MI
08/18/2021 - 02/13/2023
COMERICA SECURITIES (BLOOMFIELD HILLS MI)
MI
06/19/2019 - 08/18/2021
AMERIPRISE FINANCIAL SERVICES, LLC (TROY MI)
MI
04/23/2018 - 06/13/2019
PNC INVESTMENTS (ALLEN PARK MI)
MI
07/06/2017 - 03/23/2018
OPPENHEIMER & CO. INC. (WYNADOTTE MI)
MI
04/13/2017 - 07/06/2017
RAYMOND JAMES & ASSOCIATES, INC. (TROY MI)
BOTH
Issued 07/12/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/13/2017
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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