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Nicklaus C Austin

Savvy

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About Nicklaus C Austin

Nicklaus C. Austin is an investment advisor representative at Savvy. Nicklaus has been in the industry for over 10 years and has experience with a variety of financial products and services. Nicklaus holds the Series 66, Series 7 and SIE licenses. Nicklaus has previously worked at Merrill Lynch, Pierce, Fenner & Smith Incorporated, and MML Investors Services, LLC. Nicklaus focuses on helping clients achieve their financial goals through a variety of investment strategies, including portfolio management, financial planning, and educational seminars.

Firm Information

Nicklaus Austin is currently registered with Savvy. Savvy Wealth, headquartered in New York, NY, provides financial planning, portfolio management for individuals, and educational seminars. The firm serves individuals, high-net-worth individuals, corporations, charitable organizations, and pension and profit sharing plans, and manages over $1.29 billion in assets.
Savvy

900 BROADWAY

NEW YORK, NY 10003

$1.30B

Assets Under Management

66

Total Clients

29

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Nicklaus Austin’s Registration & Firm History

NC

04/16/2024 - Present

Savvy (Charlotte NC)

NC

03/13/2017 - 04/16/2024

MML INVESTORS SERVICES, LLC (CHARLOTTE NC)

NC

06/02/2014 - 03/02/2017

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CHARLOTTE NC)

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Licenses & Designations

BOTH

Issued 10/02/2014

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/02/2014

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Nicklaus C Austin.
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