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Nickie wan hsin Yue

Neuberger Berman BD LLC

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About Nickie wan hsin Yue

Nickie wan hsin Yue is a registered investment advisor representative at Neuberger Berman BD LLC, with experience in the financial services industry since 2015. Nickie wan hsin Yue has passed the Series 7, Series 63, Series 86, Series 87, SIE, and Series 65 exams. Nickie wan hsin Yue is also registered with the states of New Jersey and New York. Nickie wan hsin Yue previously worked at INSTINET, LLC and CREDIT SUISSE SECURITIES (USA) LLC. Nickie wan hsin Yue is a graduate of the Wharton School, University of Pennsylvania.

Firm Information

Nickie wan hsin Yue is currently registered with Neuberger Berman BD LLC. Neuberger Berman BD LLC is a Limited Liability Company formed in November 1996. The firm is headquartered in New York, NY. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. They have a team of 1,880 investment advisor representatives and registered representatives. The firm specializes in providing investment advisory services to a variety of clients, including high-net-worth individuals, corporations, and institutions.
Neuberger Berman BD LLC

1290 AVENUE OF THE AMERICAS

NEW YORK, NY 10104

Not reported

Assets Under Management

Not reported

Total Clients

924

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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Fee Structure

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percentage of assets

A percentage of the total value of assets under management is charged.

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Nickie wan hsin Yue’s Registration & Firm History

NY

03/29/2021 - Present

Neuberger Berman BD LLC (NEW YORK NY)

NY

01/23/2017 - 08/07/2017

INSTINET, LLC (NEW YORK NY)

NY

09/22/2015 - 12/22/2016

CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)

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Licenses & Designations

IA

Issued 11/07/2019

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 09/29/2015

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/07/2017

SIE - Securities Industry Essentials Examination

BC

Issued 11/16/2015

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 11/11/2015

Series 86 - Research Analyst Exam - Part I Analysis Module

BC

Issued 09/22/2015

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Nickie wan hsin Yue.
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