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Nick William Sondel

Harbour Investments, Inc.

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About Nick William Sondel

Nick William Sondel is a financial professional with over 38 years of experience in the industry. Nick currently works at Harbour Investments, Inc., where he provides financial planning and portfolio management services to individuals and businesses. Prior to joining Harbour Investments, Inc., Nick worked at ARGUS INVESTMENTS, INC. Nick holds the Series 7, 24, 4, 52, 53 and 99 securities licenses and the Series 63 state license.

Firm Information

Nick Sondel is currently registered with Harbour Investments, Inc.. Harbour Investments, Inc. is a Corporation based in Madison, WI, formed in 1987 and approved by the SEC. With over 200 licensed agents and investment advisor representatives, the firm manages between $1 billion and $10 billion in assets for a wide range of clients, including individuals, high net worth individuals, corporations, insurance companies, charitable organizations, and pension plans. Harbour Investments, Inc. offers financial planning, portfolio management for individuals, and selection of other advisors. The firm is registered in all 50 states and the District of Columbia.
Harbour Investments, Inc.

575 D'ONOFRIO DRIVE

MADISON, WI 53719

$6.10B

Assets Under Management

3,206

Total Clients

274

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Nick Sondel’s Registration & Firm History

WI

04/14/1987 - Present

Harbour Investments, Inc. (MADISON WI)

NA

05/22/1984 - 01/14/1987

ARGUS INVESTMENTS, INC.

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Licenses & Designations

BC

Issued 06/05/1984

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/22/1988

Series 53 - Municipal Securities Principal Examination

BC

Issued 03/08/1988

Series 4 - Registered Options Principal Examination

BC

Issued 04/15/1986

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/19/1984

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for Nick William Sondel. Review regulatory record here.
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