Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nick? Claim Your ProfileNick Gergov is a financial advisor with over 13 years of experience in the financial services industry. Nick currently works for Fidelity Personal And Workplace Advisors and is registered to provide investment advice in Nevada and Texas. Nick has experience working for several other financial institutions, including Wells Fargo Clearing Services, LLC, Ameriprise Financial Services, Inc., and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Nick holds the Series 6, 7, 63, and 66 licenses and the SIE exam certification. Nick's specializations include retirement planning, college savings, insurance, and estate planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NV
06/02/2023 - Present
Fidelity Personal AND Workplace Advisors (HENDERSON NV)
NV
07/13/2018 - 07/12/2022
WELLS FARGO CLEARING SERVICES, LLC (LAS VEGAS NV)
NV
01/08/2018 - 06/29/2018
AMERIPRISE FINANCIAL SERVICES, INC. (LAS VEGAS NV)
CA
08/06/2015 - 07/27/2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SANTA CLARITA CA)
CA
10/01/2012 - 07/14/2015
J.P. MORGAN SECURITIES LLC (RESEDA CA)
CA
09/28/2009 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (PALM DESERT CA)
CA
06/12/2006 - 07/31/2008
NATIONAL PLANNING CORPORATION (WEST COVINA CA)
BOTH
Issued 03/19/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/16/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/08/2011
Series 7 - General Securities Representative Examination
BC
Issued 06/07/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
Not sure Nick Gergov is the right advisor for you? Invested Better is here to help.
