Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nick? Claim Your ProfileNick Rohn is a financial professional with over 2 years of experience in the industry. Nick is currently registered with Janus Henderson Distributors US LLC in New York, NY. Nick has been registered with the firm since January 2024. Previously, Nick was registered with AMG DISTRIBUTORS, INC. from October 2022 to January 2024, and Oppenheimer & Co. Inc. from June 2021 to January 2022. Nick holds the Series 63, Series 7, and Series 65 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
01/17/2024 - Present
Janus Henderson Distributors US LLC (New York NY)
CT
10/12/2022 - 01/05/2024
AMG DISTRIBUTORS, INC. (STAMFORD CT)
CT
06/01/2021 - 01/03/2022
OPPENHEIMER & CO. INC. (STAMFORD CT)
IA
Issued 09/14/2021
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/01/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/01/2021
Series 7TO - General Securities Representative Examination
BC
Issued 12/29/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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