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Nick Ring

J.p. Morgan Securities LLC

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About Nick Ring

Nick Ring is a registered representative with J.p. Morgan Securities LLC. Nick has been in the financial services industry since March 2020. Nick is a Series 63, Series 6TO and SIE licensed professional. In addition to holding the Series 63, Series 6TO and SIE licenses, Nick holds an active registration in Ohio. Previously, Nick was employed with KEY INVESTMENT SERVICES LLC and U.S. BANCORP INVESTMENTS, INC. Nick is able to provide financial planning, pension consulting, and selection of other advisers. Nick's firm manages over $50 billion in assets for clients and is regulated by FINRA.

Firm Information

Nick Ring is currently registered with J.p. Morgan Securities LLC. J.p. Morgan Securities LLC is a Limited Liability Company formed in 1985. It is headquartered in NEW YORK, NY, United States. The firm has over 50 billion in assets under management and provides a variety of financial services, including financial planning, pension consulting, portfolio management for individuals and businesses, and selection of other advisors.
J.p. Morgan Securities LLC

383 MADISON AVE

NEW YORK, NY 10179

$249.73B

Assets Under Management

262,026

Total Clients

26,783

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Fee computed based on cents-per-share-deposited-into-the-account

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Nick Ring’s Registration & Firm History

OH

10/19/2022 - Present

J.p. Morgan Securities LLC (COLUMBUS OH)

OH

10/22/2021 - 08/09/2022

KEY INVESTMENT SERVICES LLC (COLUMBUS OH)

OH

06/04/2019 - 03/26/2021

U.S. BANCORP INVESTMENTS, INC. (GAHANNA OH)

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Licenses & Designations

BC

Issued 01/03/2020

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/04/2019

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 03/08/2019

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Nick Ring.
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