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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nick? Claim Your ProfileNick Louridas is a financial advisor currently registered with Wells Fargo Clearing Services, LLC, in Williamsburg, Virginia. Nick has been in the financial industry since 2007, working with MML Investors Services, LLC, and PNC Investments prior to his current role. Nick holds a Series 6, 7, 63, and 65 license as well as the Series 66 and SIE exams. Nick is a Certified Financial Planner and Chartered Financial Consultant, and has a total of 12 state registrations and 1 approved IA registration. Nick is specialized in investment consulting services to institutional clients, financial planning, pension consulting, selection of other advisors, and portfolio management for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
VA
08/05/2024 - Present
Wells Fargo Clearing Services, LLC (WILLIAMSBURG VA)
VA
06/13/2017 - 01/31/2019
MML INVESTORS SERVICES, LLC (WILLIAMSBURG VA)
VA
04/27/2007 - 05/01/2017
PNC INVESTMENTS (WILLIAMSBURG VA)
NY
01/03/2002 - 02/16/2007
MCDONALD INVESTMENTS INC. (NEW YORK NY)
NY
04/08/1999 - 10/11/1999
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
BOTH
Issued 08/12/2024
Series 66 - Uniform Combined State Law Examination
IA
Issued 03/05/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/10/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/01/2024
SIE - Securities Industry Essentials Examination
BC
Issued 07/29/2024
Series 7TO - General Securities Representative Examination
BC
Issued 02/28/2002
Series 7 - General Securities Representative Examination
BC
Issued 01/02/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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