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Nick Papavgeris

Spartan Capital Securities, LLC

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About Nick Papavgeris

Nick Papavgeris is a financial professional with over 20 years of experience in the industry. Nick is currently registered with Spartan Capital Securities, LLC. Nick has previously held positions with AEGIS CAPITAL CORP., OBSIDIAN FINANCIAL GROUP, LLC, JOHN THOMAS FINANCIAL, PRESTIGE FINANCIAL CENTER, INC., NEWBRIDGE SECURITIES CORPORATION, GUNNALLEN FINANCIAL, INC, HARRISON SECURITIES, INC., ARISTATRADE SECURITIES, LLC, and LADENBURG CAPITAL MANAGEMENT INC. Nick holds FINRA Series 7 and 63 licenses as well as the SIE exam. Nick is currently registered in 32 states.

Firm Information

Nick Papavgeris is currently registered with Spartan Capital Securities, LLC. Spartan Capital Securities, LLC is a Limited Liability Company formed in June 2007. It is registered to do business in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has an active SEC registration and is subject to regulatory oversight.

Not reported

Assets Under Management

Not reported

Total Clients

83

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Nick Papavgeris’s Registration & Firm History

NY

04/03/2023 - Present

Spartan Capital Securities, LLC (NEW YORK NY)

NY

01/21/2020 - 01/30/2023

AEGIS CAPITAL CORP. (MELVILLE NY)

NY

11/21/2012 - 02/22/2020

SPARTAN CAPITAL SECURITIES, LLC (NEW YORK NY)

NY

08/24/2012 - 12/07/2012

OBSIDIAN FINANCIAL GROUP, LLC (WOODBURY NY)

NY

08/19/2010 - 09/11/2012

JOHN THOMAS FINANCIAL (NEW YORK NY)

NY

02/04/2008 - 08/20/2010

PRESTIGE FINANCIAL CENTER, INC. (NEW YORK NY)

NY

02/09/2006 - 02/04/2008

NEWBRIDGE SECURITIES CORPORATION (FARMINGDALE NY)

NY

05/07/2003 - 02/09/2006

GUNNALLEN FINANCIAL, INC (LINDENHURST NY)

NY

01/04/2002 - 06/02/2003

HARRISON SECURITIES, INC. (PORT WASHINGTON NY)

NY

12/04/2001 - 12/12/2001

ARISTATRADE SECURITIES, LLC (HAUPPAUGE NY)

NY

10/15/1999 - 11/20/2001

LADENBURG CAPITAL MANAGEMENT INC. (BETHPAGE NY)

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Licenses & Designations

BC

Issued 11/10/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/14/1999

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for Nick Papavgeris. Review regulatory record here.
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