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Nick Panos Stavropoulos

Wintrust Investments LLC

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About Nick Panos Stavropoulos

Nick Stavropoulos is a financial advisor with Wintrust Investments LLC, a company with a long history in the financial industry. Nick has been in the industry since 2007, working for several prominent financial companies, including U.S. Bancorp Investments, Inc., CCO Investment Services Corp., PNC Investments, and Chase Investment Services Corp. Nick is a registered representative and investment advisor representative in Illinois and holds Series 7 and 66 securities licenses.

Firm Information

Nick Stavropoulos is currently registered with Wintrust Investments LLC. Wintrust Investments LLC is a Limited Liability Company based in Chicago, Illinois, formed in January 1996. The firm provides a wide range of investment advisory services including financial planning, selection of other advisors, portfolio management for individuals and businesses. Wintrust Investments LLC manages over $14.4 billion in assets and has over 147 investment advisor representatives.
Wintrust Investments LLC

231 SOUTH LASALLE STREET

CHICAGO, IL 60604

$14.42B

Assets Under Management

Not reported

Total Clients

168

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Nick Stavropoulos’s Registration & Firm History

IL

06/20/2019 - Present

Wintrust Investments LLC (Hoffman Estates IL)

IL

06/20/2014 - 06/28/2019

U.S. BANCORP INVESTMENTS, INC. (PALATINE IL)

IL

07/11/2012 - 06/23/2014

CCO INVESTMENT SERVICES CORP. (HOFFMAN ESTATES IL)

IL

02/13/2012 - 07/10/2012

PNC INVESTMENTS (GRAYSLAKE IL)

IL

04/23/2009 - 02/07/2012

CHASE INVESTMENT SERVICES CORP. (NORTHBROOK IL)

IL

01/01/2008 - 04/27/2009

WACHOVIA SECURITIES, LLC (HANOVER PARK IL)

IL

07/23/2007 - 01/03/2008

A. G. EDWARDS & SONS, INC. (HANOVER PARK IL)

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Licenses & Designations

BOTH

Issued 09/11/2007

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/20/2007

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Nick Panos Stavropoulos. Review regulatory record here.
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