Unclaimed
Nick Moylan is an investment advisor representative associated with J.p. Morgan Securities LLC. Nick has 11 years of experience in the securities industry. Nick is registered with the state of Texas as an Investment Advisor Representative and is also registered with the state of Illinois as an Investment Advisor Representative. Nick has passed the Series 7, Series 66, and SIE exams. The advisor is currently licensed with J.p. Morgan Securities LLC and has previously worked at Morgan Stanley and ING Financial Partners, Inc..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
IL
11/05/2019 - Present
J.p. Morgan Securities LLC (LAKE ZURICH IL)
IL
02/14/2013 - 11/17/2016
MORGAN STANLEY (LISLE IL)
IL
09/14/2012 - 10/31/2012
ING FINANCIAL PARTNERS, INC. (CHICAGO IL)
BOTH
Issued 03/30/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/17/2016
SIE - Securities Industry Essentials Examination
BC
Issued 09/13/2012
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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