Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nick? Claim Your ProfileNick McFarland is a financial professional with Finalis Securities LLC. Nick has a Series 63 and a Series 65 license, as well as the Series 82TO and SIE exams. Nick is registered in California and Massachusetts. Nick is dedicated to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
07/10/2024 - Present
Finalis Securities LLC (New York NY)
BC
Issued 04/22/2024
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 07/18/2023
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/10/2024
Series 82TO - Limited Representative-Private Securities Offerings
BC
Issued 03/25/2024
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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