Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nick? Claim Your ProfileNick Singh is a financial advisor with LPL Financial LLC, a firm with over $500 Billion in assets under management. Nick has over 40 years of experience in the financial services industry. He is a Certified Financial Planner® and holds Series 6, 7, 22, 63 and 65 licenses. Nick has previously worked for INVEST Financial Corporation, ROYAL ALLIANCE ASSOCIATES, INC., PORTFOLIO ASSET MGT/USA FINANCIAL GROUP INC., and USA FINANCIAL GROUP, INC. He provides investment advisory and financial planning services for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
MI
02/14/2018 - Present
LPL Financial LLC (SOUTHFIELD MI)
MI
04/09/2009 - 02/14/2018
INVEST FINANCIAL CORPORATION (SOUTHFIELD MI)
MI
09/16/1993 - 04/14/2009
ROYAL ALLIANCE ASSOCIATES, INC. (SOUTHFIELD MI)
TX
12/23/1992 - 11/01/1993
PORTFOLIO ASSET MGT/USA FINANCIAL GROUP INC. (EL PASO TX)
NA
08/14/1992 - 12/23/1992
USA FINANCIAL GROUP, INC.
MA
02/17/1982 - 08/21/1992
JOHN HANCOCK DISTRIBUTORS, INC. (BOSTON MA)
MA
02/17/1982 - 08/21/1992
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)
IA
Issued 07/14/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/05/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/21/2000
Series 7 - General Securities Representative Examination
BC
Issued 08/05/1985
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 02/08/1982
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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