Unclaimed
Nick Goins is a financial advisor with Thrivent Investment Management Inc. in Scottsdale, AZ. Nick has been working in the financial services industry since 2014. Nick has a Series 7 and Series 66 license and holds several state registrations. Nick specializes in providing financial planning and portfolio management services to individuals, corporations, and other businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
AZ
09/16/2022 - Present
Thrivent Investment Management Inc. (Scottsdale AZ)
AZ
05/22/2019 - 07/15/2022
MML INVESTORS SERVICES, LLC (PHOENIX AZ)
AZ
05/01/2017 - 05/13/2019
WELLS FARGO CLEARING SERVICES, LLC (TEMPE AZ)
NC
01/05/2015 - 04/11/2017
EDWARD JONES (KERNERSVILLE NC)
NC
10/08/2014 - 01/14/2015
MORGAN STANLEY (WINSTON-SALEM NC)
BOTH
Issued 09/02/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/08/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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