Unclaimed
Nick Evan Mazzeo is a financial advisor with Multi-bank Securities, Inc. based in Fort Lauderdale, FL. Nick has been in the financial services industry since 2004. Nick is a Series 7, Series 63 and SIE licensed advisor. Nick has been registered with the state of Florida since 2016 and holds registrations in 49 other states and Puerto Rico. Nick previously worked at Mesirow Financial, Inc. and KGS-ALPHA Capital Markets, L.P.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
08/18/2016 - Present
Multi-Bank Securities, Inc. (FT. LAUDERDALE FL)
FL
02/21/2013 - 08/25/2016
MESIROW FINANCIAL, INC. (BOCA RATON FL)
FL
08/10/2010 - 02/13/2013
KGS-ALPHA CAPITAL MARKETS, L.P. (BOCA RATON FL)
FL
05/17/2004 - 07/02/2010
MESIROW FINANCIAL, INC. (FORT LAUDERDALE FL)
BC
Issued 10/06/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/15/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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