Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nick? Claim Your ProfileNick Calegari is a financial advisor currently registered with UBS Financial Services Inc. Nick has been in the industry since 2009, and has held previous roles at Morgan Stanley, Wells Fargo Clearing Services, LLC, and TD Ameritrade, Inc. Nick is a Series 63, 66, 3, 7, 9, 10, 99 and SIE licensed advisor and is active in both Broker/Dealer and Investment Advisor roles. Nick has a history of serving clients of various types including high-net-worth individuals, corporations and other businesses, pension and profit-sharing plans, charitable organizations, and insurance companies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NJ
02/18/2022 - Present
UBS Financial Services Inc. (WEEHAWKEN NJ)
TX
09/23/2019 - 02/07/2022
MORGAN STANLEY (ABILENE TX)
TX
10/28/2013 - 08/28/2019
WELLS FARGO CLEARING SERVICES, LLC (DALLAS TX)
TX
12/21/2007 - 07/27/2012
TD AMERITRADE, INC. (FORT WORTH TX)
BOTH
Issued 12/12/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/03/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/01/2019
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 12/26/2018
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 12/29/2020
Series 3 - National Commodity Futures Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/20/2007
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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