Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nick? Claim Your ProfileNick Anthony Scarimbolo is a financial professional with over 20 years of experience in the financial services industry. Nick is currently registered with Equitable Advisors, LLC, a leading financial services firm, and has previously worked with several other reputable firms including PHX FINANCIAL, INC., MAXIM GROUP LLC, MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC, and OPPENHEIMER & CO. INC. Nick is licensed in several states and holds a Series 7, Series 63, Series 65, and SIE licenses. Nick specializes in providing financial planning, portfolio management for individuals and businesses, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
01/17/2024 - Present
Equitable Advisors, LLC (MELVILLE NY)
NY
08/24/2022 - 01/02/2024
PHX FINANCIAL, INC. (Hauppauge NY)
NY
11/12/2018 - 11/12/2020
MAXIM GROUP LLC (WOODBURY NY)
NY
06/05/2018 - 10/22/2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (GREAT NECK NY)
NY
05/16/2014 - 05/24/2018
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (MELVILLE NY)
NY
05/07/2013 - 05/19/2014
OPPENHEIMER & CO. INC. (JERICHO NY)
NY
01/25/2012 - 05/02/2013
AEGIS CAPITAL CORP. (MELVILLE NY)
NY
03/03/2009 - 03/10/2010
CITIGROUP GLOBAL MARKETS INC. (SYOSSET NY)
NY
09/04/2008 - 02/26/2009
FIRST MIDWEST SECURITIES, INC. (SYOSSET NY)
NY
05/27/2008 - 09/05/2008
LPL FINANCIAL CORPORATION (NEW YORK NY)
NY
04/25/2008 - 05/27/2008
IFMG SECURITIES, INC. (NEW YORK NY)
NY
05/29/2007 - 05/01/2008
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
12/09/2005 - 05/29/2007
CITICORP INVESTMENT SERVICES (NEW YORK NY)
FL
08/27/2003 - 12/09/2005
GUNNALLEN FINANCIAL, INC (TAMPA FL)
OK
04/22/2003 - 09/12/2003
BENCHMARK SECURITIES GROUP, INC. (OKLAHOMA CITY OK)
NY
10/23/2002 - 05/09/2003
MAXIM GROUP LLC (NEW YORK NY)
NY
12/18/2000 - 10/23/2002
INVESTEC ERNST & COMPANY (NEW YORK NY)
NY
07/31/1997 - 12/18/2000
GKN SECURITIES CORP. (NEW YORK NY)
NY
01/01/1997 - 08/08/1997
GRUNTAL & CO., L.L.C. (NEW YORK NY)
IA
Issued 03/17/2021
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/18/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/14/2022
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/24/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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