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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nick? Claim Your ProfileNick Mazzurco is a financial advisor at Wells Fargo Clearing Services, LLC. Nick has been in the financial services industry since October 1993. Before joining Wells Fargo Clearing Services, LLC, Nick was a financial advisor at UBS Financial Services Inc. Nick has a Series 6, 7, 9, 10, 63, and 65 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
10/01/2018 - Present
Wells Fargo Clearing Services, LLC (AVENTURA FL)
FL
12/06/2011 - 10/22/2018
UBS FINANCIAL SERVICES INC. (AVENTURA FL)
FL
08/08/2008 - 12/07/2011
WELLS FARGO ADVISORS, LLC (AVENTURA FL)
FL
04/23/2004 - 08/22/2008
CITIGROUP GLOBAL MARKETS INC. (AVENTURA FL)
NJ
01/21/1998 - 05/10/2004
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
CA
10/11/1993 - 01/09/1998
GREAT WESTERN FINANCIAL SECURITIES CORPORATION (NORTHRIDGE CA)
IA
Issued 06/29/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/12/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/25/2009
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/23/2009
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/10/1994
Series 7 - General Securities Representative Examination
BC
Issued 10/08/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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