Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholson? Claim Your ProfileNicholson Garrett is a financial advisor registered with Dai Securities, LLC. Nicholson has been in the industry since 2019 and holds the Series 63, Series 7TO, Series 22TO and SIE licenses. Nicholson is currently registered in 20 states. Nicholson Garrett is also registered with FINRA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
10/12/2021 - Present
DAI Securities, LLC (Costa Mesa CA)
UT
08/08/2019 - 10/15/2021
ORCHARD SECURITIES, LLC (PLEASANT GROVE UT)
IA
Issued 05/31/2024
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/30/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 22TO - Direct Participation Programs Representative Examination
BC
Issued 08/08/2019
Series 7TO - General Securities Representative Examination
BC
Issued 05/31/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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