Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholis? Claim Your ProfileNicholis Cole is a financial advisor with Edward Jones. Nicholis has been in the financial industry since 2012. Nicholis is registered with the Financial Industry Regulatory Authority (FINRA) and the Securities and Exchange Commission (SEC). Nicholis has a Series 7, Series 63 and Series 65 licenses. Nicholis has worked for a number of other firms in the past including Waddell & Reed, American Century Investment Services Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Pacer Financial, Inc. Nicholis is a specialist in working with insurance companies, charitable organizations, high-net-worth individuals, pension and profit-sharing plans, corporations or other businesses, and individuals other than high-net-worth.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
KS
12/14/2023 - Present
Edward Jones (PRAIRIE VILLAGE KS)
PA
03/18/2022 - 12/08/2023
PACER FINANCIAL, INC. (MALVERN PA)
KS
04/29/2019 - 08/12/2020
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (LEAWOOD KS)
MO
09/08/2016 - 04/01/2019
AMERICAN CENTURY INVESTMENT SERVICES INC. (KANSAS CITY MO)
KS
01/21/2014 - 09/07/2016
IVY DISTRIBUTORS, INC. (OVERLAND PARK KS)
KS
04/03/2012 - 09/07/2016
WADDELL & REED (OVERLAND PARK KS)
FL
08/29/2011 - 10/21/2011
RAYMOND JAMES FINANCIAL SERVICES, INC. (ST PETERSBURG FL)
IA
Issued 05/24/2018
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/15/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/12/2022
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/25/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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