Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nichole? Claim Your ProfileNichole Schurr is a financial professional with over 25 years of experience in the financial services industry. Nichole currently works at The Leaders Group, Inc., where she has been registered since July 2019. Nichole has a strong background in investments, having held previous positions with PRUCO SECURITIES, LLC., THE O.N. EQUITY SALES COMPANY, ONEAMERICA SECURITIES, INC., AXA DISTRIBUTORS, LLC, CITICORP INVESTMENT SERVICES, and CUNA BROKERAGE SERVICES, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CO
07/26/2019 - Present
THE Leaders Group, Inc. (LITTLETON CO)
NJ
03/15/2016 - 06/19/2019
PRUCO SECURITIES, LLC. (NEWARK NJ)
OH
03/21/2014 - 11/21/2014
THE O.N. EQUITY SALES COMPANY (CINCINNATI OH)
CA
04/16/2007 - 02/07/2008
ONEAMERICA SECURITIES, INC. (ALAMO CA)
NC
09/12/2005 - 02/16/2007
AXA DISTRIBUTORS, LLC (CHARLOTTE NC)
NY
12/16/2003 - 09/15/2005
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
IA
09/16/2003 - 12/19/2003
CUNA BROKERAGE SERVICES, INC. (WAVERLY IA)
AL
04/02/2002 - 09/05/2003
PROEQUITIES, INC. (BIRMINGHAM AL)
IN
08/23/2001 - 04/04/2002
ONEAMERICA SECURITIES, INC. (INDIANAPOLIS IN)
IN
08/23/2001 - 12/17/2001
AMERICAN UNITED LIFE INSURANCE COMPANY (INDIANAPOLIS IN)
MA
07/12/1999 - 09/21/2001
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
CA
09/27/1995 - 07/12/1999
BA INVESTMENT SERVICES, INC. (OAKLAND CA)
CA
05/14/1994 - 09/05/1995
WELLS FARGO SECURITIES INC. (SAN FRANCISCO CA)
CA
08/17/1993 - 05/13/1994
GLENFED BROKERAGE SERVICES (GLENDALE CA)
NC
09/28/1992 - 06/17/1993
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
CA
07/23/1992 - 10/23/1992
GREAT WESTERN FINANCIAL SECURITIES CORPORATION (NORTHRIDGE CA)
VA
03/01/1991 - 07/27/1992
GNA SECURITIES, INC. (GLEN ALLEN VA)
CA
08/31/1989 - 01/30/1990
ASB FINANCIAL SERVICES (IRVINE CA)
NJ
09/26/1986 - 10/10/1989
PRUCO SECURITIES CORPORATION (NEWARK NJ)
BC
Issued 03/21/2014
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 08/25/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/16/1998
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 08/11/1997
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/21/2014
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 09/16/1989
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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