Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nichole? Claim Your ProfileNichole Brown is a registered representative and investment advisor representative with Tiaa-Cref Individual & Institutional Services, LLC. Nichole has been in the financial services industry since July 2003. Prior to joining Tiaa-Cref, Nichole was employed with Wells Fargo Clearing Services, LLC. Nichole is licensed to provide financial advice in 51 states and is also registered with the Securities Industry and Financial Markets Association (FINRA).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Compensation from affiliates
1
2
UT
01/11/2024 - Present
Tiaa-Cref Individual & Institutional Services, LLC (SALT LAKE CITY UT)
UT
03/22/2016 - 11/19/2020
WELLS FARGO CLEARING SERVICES, LLC (SALT LAKE CITY UT)
UT
03/17/2015 - 03/16/2016
E*TRADE SECURITIES LLC (SANDY UT)
UT
03/16/2011 - 03/18/2015
WELLS FARGO ADVISORS, LLC (SALT LAKE CITY UT)
UT
10/21/2010 - 02/15/2011
WELLS FARGO ADVISORS, LLC (HOLLADAY UT)
UT
06/01/2009 - 10/29/2010
MORGAN STANLEY SMITH BARNEY (SALT LAKE CITY UT)
UT
11/25/2003 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (SALT LAKE CITY UT)
NY
07/14/2000 - 11/25/2003
MORGAN STANLEY DW INC. (PURCHASE NY)
MN
07/14/2000 - 07/24/2000
U.S. BANCORP PIPER JAFFRAY INC. (MINNEAPOLIS MN)
BOTH
Issued 01/11/2024
Series 66 - Uniform Combined State Law Examination
IA
Issued 10/29/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/22/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/17/2022
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/17/2022
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 12/17/2022
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/19/2010
Series 31 - Futures Managed Funds Examination
BC
Issued 07/13/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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