Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nichole? Claim Your ProfileNichole Kramer is a financial professional with over 10 years of experience in the industry. Nichole has a Series 7, 24, 63, 99TO and SIE licenses. Nichole is currently registered with Alps Portfolio Solutions Distributor, Inc. and Alps Distributors, Inc. Nichole has held previous roles at Mainline West Municipal Securities LLC. Nichole is registered in California and Colorado.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
03/20/2015 - Present
Alps Portfolio Solutions Distributor, Inc. (DENVER CO)
CO
08/09/2010 - 09/06/2011
MAINLINE WEST MUNICIPAL SECURITIES LLC (DENVER CO)
BC
Issued 07/06/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/22/2012
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/30/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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