Unclaimed
Nichole Marie Kircher has been in the financial services industry for over twenty years, and is registered with Cetera Investment Advisers LLC. Nichole is currently active in both the Broker-Dealer and Investment Advisor industries, and holds a variety of licenses and certifications including Series 7, 24, 52, 53, 63, 65, 66, and 99. Nichole has worked with several firms over the years including Guaranty Brokerage Services, Inc., BANCNORTH INVESTMENT GROUP, INC., and C.R.I. SECURITIES, INC. Nichole is licensed to work with individuals, corporations, and institutional investors. In addition to traditional investment management services, Nichole also offers financial planning services, pension consulting, and educational seminars. Nichole is dedicated to providing her clients with the highest level of service and expertise.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MN
01/12/2023 - Present
Cetera Investment Advisers LLC (ST CLOUD MN)
MN
11/25/2013 - 10/15/2019
CETERA ADVISORS LLC (ST CLOUD MN)
MN
11/11/2013 - 10/15/2019
CETERA ADVISOR NETWORKS LLC (ST CLOUD MN)
MN
04/19/2005 - 12/31/2010
GUARANTY BROKERAGE SERVICES, INC. (ST. CLOUD MN)
MN
04/19/2005 - 11/17/2009
BANCNORTH INVESTMENT GROUP, INC. (ST. CLOUD MN)
MN
11/20/2001 - 11/05/2004
C.R.I. SECURITIES, INC. (ST. PAUL MN)
MN
10/17/2001 - 11/05/2004
SECURIAN FINANCIAL SERVICES, INC. (ST. PAUL MN)
BOTH
Issued 10/24/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/24/2002
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 09/11/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/24/2004
Series 4 - Registered Options Principal Examination
BC
Issued 08/13/2002
Series 53 - Municipal Securities Principal Examination
BC
Issued 11/17/2001
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/16/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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