Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nichole? Claim Your ProfileNichole Horton has been in the financial services industry since 2005. Nichole is a registered representative and investment advisor representative with United Capital Financial Advisors. Nichole specializes in providing financial planning, portfolio management, and other advisory services to individuals, corporations, and charitable organizations. Nichole has also worked with other financial institutions such as Goldman Sachs & Co. LLC, Cetera Advisor Networks LLC, Girard Securities, Inc., and Northwestern Mutual Investment Services, LLC. Nichole is licensed to provide investment advisory services in California and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Sub-adviser for other investment advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CA
12/07/2015 - Present
United Capital Financial Advisors (IRVINE CA)
CA
09/04/2020 - 11/16/2023
GOLDMAN SACHS & CO. LLC (NEWPORT BEACH CA)
CA
11/01/2017 - 09/01/2020
CETERA ADVISOR NETWORKS LLC (NEWPORT BEACH CA)
CA
09/16/2015 - 11/01/2017
GIRARD SECURITIES, INC. (NEWPORT BEACH CA)
CA
12/03/2004 - 08/14/2015
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (IRVINE CA)
BOTH
Issued 12/26/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/26/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/09/2006
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/28/2006
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/01/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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