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Nichole Lynn Stocker

Nylife Securities LLC

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About Nichole Lynn Stocker

Nichole Lynn Stocker is a registered representative with Nylife Securities LLC. Nichole has been in the industry since January 31, 2019. Nichole has passed the Securities Industry Essentials Examination and the Operations Professional Examination. Nichole is currently registered with FINRA and is active in the state of Iowa.

Firm Information

Nichole Stocker is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Nichole Stocker’s Registration & Firm History

IA

02/01/2019 - Present

Nylife Securities LLC (ANKENY IA)

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Licenses & Designations

BC

Issued 02/01/2019

Series 99TO - Operations Professional Examination

BC

Issued 12/14/2018

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Nichole Lynn Stocker.
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