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Nichole Lynn McCabe

Raymond James Financial Services, Inc.

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About Nichole Lynn McCabe

Nichole McCabe is a financial advisor with Raymond James Financial Services, Inc. Nichole has been in the financial services industry since April 2006. Nichole holds the Series 6 and Series 63 licenses as well as the SIE exam. Nichole is registered to provide financial advice in Pennsylvania.

Firm Information

Nichole McCabe is currently registered with Raymond James Financial Services, Inc.. Raymond James Financial Services, Inc. is a Corporation that was formed on September 12, 1973. The firm is registered in 53 states and is also registered with the SEC. The firm has been involved in 125 regulatory events and 76 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

568

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Nichole McCabe’s Registration & Firm History

PA

05/18/2010 - Present

Raymond James Financial Services, Inc. (ELIZABETHTOWN PA)

PA

06/04/2008 - 04/23/2010

RAYMOND JAMES FINANCIAL SERVICES, INC. (MYERSTOWN PA)

PA

03/15/2006 - 06/04/2008

PRIMEVEST FINANCIAL SERVICES, INC. (LEBANON PA)

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Licenses & Designations

BC

Issued 11/25/2008

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/14/2006

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Nichole Lynn McCabe.
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