Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nichole? Claim Your ProfileNichole Ake is a financial professional with over 27 years of experience in the industry. Nichole is currently a Registered Representative at PNC Investments, where she focuses on providing investment advice and portfolio management services to individuals, businesses, and retirement plans. Nichole has held prior roles at BBVA Securities Inc., Condera Securities, LLC, USCA Securities LLC, and Stanford Group Company. Nichole Ake has held Series 7, 24, 55, 57, 99, and 63 licenses, and is registered in Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
TX
12/21/2021 - Present
PNC Investments (Houston TX)
TX
08/27/2014 - 10/08/2021
BBVA SECURITIES INC. (HOUSTON TX)
TX
07/06/2011 - 12/31/2013
CONDERA SECURITIES, LLC (HOUSTON TX)
TX
08/23/2010 - 09/26/2011
USCA SECURITIES LLC (HOUSTON TX)
TX
11/04/2008 - 04/03/2009
STANFORD GROUP COMPANY (HOUSTON TX)
TX
12/08/1999 - 07/07/2008
PENSON FINANCIAL SERVICES, INC. (DALLAS TX)
TX
09/20/1996 - 09/08/1999
HUBERMAN FINANCIAL, INC. (DALLAS TX)
SC
02/19/1993 - 12/01/1995
LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)
BC
Issued 03/16/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/22/1993
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/20/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 02/17/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Nichole Ake is the right advisor for you? Invested Better is here to help.
