Unclaimed
Nichole Smart is a financial professional with over 15 years of experience in the industry. Nichole is registered with Fidelity Brokerage Services LLC and has a Series 7 and Series 63 license. Nichole Smart is licensed to conduct business in 53 states and territories, as well as the District of Columbia and Puerto Rico. Nichole is dedicated to providing her clients with comprehensive financial planning and investment advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
UT
03/28/2008 - Present
Fidelity Brokerage Services LLC (SALT LAKE CITY UT)
BC
Issued 04/10/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/27/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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