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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholaus? Claim Your ProfileNicholaus Glocke is a financial advisor with Fidelity Personal and Workplace Advisors. Nicholaus has been in the industry since 2014 and holds Series 7 and 66 licenses. Nicholaus also has experience with several other firms including Wells Fargo Funds Distributor, LLC, Compass Distributors, LLC, and Ultimus Fund Distributors, LLC. Nicholaus has been registered with FINRA since 2014 and specializes in portfolio management for individuals and businesses, financial planning, and educational seminars. Nicholaus is registered to provide investment advisory services in Texas and Wisconsin.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
WI
11/26/2021 - Present
Fidelity Personal AND Workplace Advisors (MEQUON WI)
OH
04/21/2021 - 06/03/2021
ULTIMUS FUND DISTRIBUTORS, LLC (CINCINNATI OH)
WI
05/07/2018 - 04/13/2021
COMPASS DISTRIBUTORS, LLC (Milwaukee WI)
ME
10/03/2017 - 05/04/2018
QUASAR DISTRIBUTORS, LLC (PORTLAND ME)
WI
07/05/2016 - 09/19/2017
WELLS FARGO FUNDS DISTRIBUTOR, LLC (MENOMONEE FALLS WI)
WI
06/17/2014 - 06/24/2016
BMO HARRIS FINANCIAL ADVISORS, INC. (BROOKFIELD WI)
BOTH
Issued 08/11/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/17/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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