Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Zofcin is a financial advisor with BNY Mellon Securities Corp. Nicholas has been in the financial services industry since September 25, 2017. Nicholas is registered with FINRA and holds Series 6, 7, 7TO, and 63 licenses as well as the SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Bnymsc sponsors a wrap fee program, and serves as a portfolio mgr or model provider to third party wrap program sponsors.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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NY
09/13/2019 - Present
BNY Mellon Securities Corp. (New York NY)
OH
06/27/2018 - 08/30/2019
MEEDER INVESTMENT MANAGEMENT, INC. (DUBLIN OH)
OH
11/14/2013 - 08/27/2014
MORGAN STANLEY (COLUMBUS OH)
BC
Issued 10/04/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/14/2019
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/15/2018
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 11/14/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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