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Nicholas Zacchilli

SPC Capital Markets LLC

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About Nicholas Zacchilli

Nicholas Zacchilli is a financial advisor with SPC Capital Markets LLC. Nicholas has been in the financial services industry since 2016. He holds FINRA Series 79 and Series 63 licenses. Nicholas is registered to conduct business in Connecticut and New York. Previously, Nicholas worked at J.P. Morgan Securities LLC and Nomura Securities International, Inc.

Firm Information

Nicholas Zacchilli is currently registered with SPC Capital Markets LLC. SPC Capital Markets LLC is a Limited Liability Company that was formed on May 10, 2019. The firm is registered in Connecticut, Florida, and New York, and is also registered with the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

16

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Nicholas Zacchilli’s Registration & Firm History

CT

07/14/2020 - Present

SPC Capital Markets LLC (Greenwich CT)

NY

02/09/2018 - 07/07/2020

J.P. MORGAN SECURITIES LLC (NEW YORK NY)

NY

07/25/2016 - 01/30/2018

NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 07/27/2016

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/23/2016

Series 79 - Investment Banking Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Nicholas Zacchilli.
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