Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Lim is an investment advisor representative at T. Rowe Price Associates, Inc., a large financial services company based in Baltimore, Maryland. Nicholas specializes in helping clients with a variety of financial needs, including investment management, financial planning and selecting other advisors. He has been in the financial services industry since 2021. Nicholas holds Series 7, 63, and 65 licenses and is registered to conduct business in all 50 states. Nicholas's prior experience includes roles at Trinity Wealth Securities, L.L.C. in Miami, Florida and a variety of roles in the education and hospitality industries in the Baltimore and Chicago metropolitan areas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
MD
09/28/2023 - Present
T. Rowe Price Associates, Inc. (Owings Mills MD)
FL
10/11/2021 - 01/07/2022
TRINITY WEALTH SECURITIES, L.L.C. (Miami FL)
BC
Issued 10/19/2023
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 04/29/2021
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/27/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/11/2021
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 03/14/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
Not sure Nicholas Lim is the right advisor for you? Invested Better is here to help.
