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Nicholas Wong

Bbva Securities Inc.

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About Nicholas Wong

Nicholas Wong is a registered representative at BBVA Securities Inc. Nicholas has been in the securities industry for a short time. Nicholas holds the Series 7TO and SIE securities licenses.

Firm Information

Nicholas Wong is currently registered with Bbva Securities Inc.. BBVA Securities Inc. is a corporation that was formed on March 13, 1990. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

104

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Nicholas Wong’s Registration & Firm History

NY

03/27/2023 - Present

Bbva Securities Inc. (NEW YORK NY)

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Licenses & Designations

BC

Issued 03/27/2023

Series 7TO - General Securities Representative Examination

BC

Issued 10/10/2022

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Nicholas Wong.
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