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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Rawlings is a financial advisor who has been working in the industry since 2015. Nicholas is currently registered with Empower Advisory Group, LLC. Previously, Nicholas was registered with AMERICAN CENTURY INVESTMENT SERVICES INC. and FIRST INVESTORS CORPORATION. Nicholas holds Series 6, 7, 63, and 65 licenses, as well as the SIE exam. Nicholas has a specialization in fixed income, equities, and mutual funds. Nicholas advises a wide range of clients including individuals, high-net-worth individuals, charitable organizations, pension and profit sharing plans, corporations, and state or municipal government entities. Nicholas provides financial planning and portfolio management services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CO
07/08/2020 - Present
Empower Advisory Group, LLC (GREENWOOD VILLAGE CO)
MO
07/02/2015 - 06/02/2020
AMERICAN CENTURY INVESTMENT SERVICES INC. (KANSAS CITY MO)
KS
01/01/2015 - 06/23/2015
FIRST INVESTORS CORPORATION (OVERLAND PARK KS)
IA
Issued 05/30/2018
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/13/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/09/2016
Series 7 - General Securities Representative Examination
BC
Issued 12/29/2014
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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