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Nicholas William Way

Houlihan Lokey Capital, Inc.

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About Nicholas William Way

Nicholas William Way is a financial professional with Houlihan Lokey Capital, Inc. Nicholas is registered in Texas and has been working in the financial services industry since July 2020. He holds the Series 63, 79TO, and SIE exams. Nicholas is located in Dallas, Texas.

Firm Information

Nicholas Way is currently registered with Houlihan Lokey Capital, Inc.. Houlihan Lokey Capital, Inc. is a Corporation formed on January 9, 1996, and is registered in all 50 states and the District of Columbia. The firm has been approved for registration with the Securities and Exchange Commission (SEC).

Not reported

Assets Under Management

Not reported

Total Clients

651

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Nicholas Way’s Registration & Firm History

TX

07/20/2020 - Present

Houlihan Lokey Capital, Inc. (Dallas TX)

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Licenses & Designations

BC

Issued 06/23/2020

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/20/2020

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 03/02/2020

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Nicholas William Way.
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