Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas William Tell is a securities professional based in El Segundo, California. Nicholas is a registered representative of Armory Securities, LLC and has been active in the industry since August 15, 2004. Nicholas has passed numerous securities licensing exams including the Series 7, Series 63, Series 24 and Series 79.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
10/10/2014 - Present
Armory Securities, LLC (El Segundo CA)
CA
05/19/2011 - 10/01/2014
SEA PORT GROUP SECURITIES, LLC (MANHATTAN BEACH CA)
CA
05/15/2009 - 05/24/2011
OPPENHEIMER & CO. INC. (MANHATTAN BEACH CA)
CA
05/28/1999 - 10/21/1999
TCW BROKERAGE SERVICES (LOS ANGELES CA)
CA
06/20/1994 - 10/30/1998
CRESCENT SECURITIES CORPORATION (LOS ANGELES CA)
BC
Issued 11/14/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/02/2014
Series 24 - General Securities Principal Examination
BC
Issued 05/24/1993
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/14/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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