Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Stuller is a registered Investment Advisor Representative with MPFA Inc. in MIDDLEBURY, CT. Nicholas has been in the industry since 1991 and has passed the Series 7, 63 and 65 exams. Nicholas was previously registered with WATERHOUSE SECURITIES, INC. in OMAHA, NE, INTEGRATED RESOURCES EQUITY CORPORATION and SHEARSON LEHMAN HUTTON INC. in NEW YORK, NY. Nicholas currently works with 1183 clients and is involved in providing financial planning, selection of other advisors and portfolio management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
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Set rates for specific services, regardless of time or assets managed.
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CT
08/26/2019 - Present
Mpfa Inc. (MIDDLEBURY CT)
NE
05/20/1991 - 07/07/1995
WATERHOUSE SECURITIES, INC. (OMAHA NE)
NA
09/26/1988 - 02/10/1989
INTEGRATED RESOURCES EQUITY CORPORATION
NY
03/22/1988 - 10/10/1988
SHEARSON LEHMAN HUTTON INC. (NEW YORK NY)
IA
Issued 08/24/2019
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/29/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/17/1991
Series 7 - General Securities Representative Examination
Active
Inactive
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