Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Sergio is a financial advisor with over 29 years of experience in the industry. Nicholas has a strong track record of success in providing financial advice to individuals, families, and businesses. He has extensive experience in portfolio management, financial planning, and retirement planning. Nicholas is currently registered with Raymond James Financial Services Advisors, Inc. and has a Series 7, Series 24, and Series 66 license. Nicholas is also registered as an investment advisor representative in New Jersey, New York, and Texas. Previously, Nicholas worked with Bluestone Capital Corp., Bluestone Capital Securities, Inc., Barrington Capital Group, L.P., and D. H. Blair & Co., Inc. Nicholas is committed to providing his clients with personalized financial advice that meets their unique needs. He is a member of the National Association of Personal Financial Advisors (NAPFA) and the Financial Planning Association (FPA).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
NJ
10/29/2010 - Present
Raymond James Financial Services Advisors, Inc. (RED BANK NJ)
NY
04/23/2001 - 06/25/2001
BLUESTONE CAPITAL CORP. (NEW YORK NY)
NY
10/27/1998 - 04/11/2001
BLUESTONE CAPITAL SECURITIES, INC. (NEW YORK NY)
NY
04/29/1998 - 10/29/1998
BARINGTON CAPITAL GROUP, L.P. (NEW YORK NY)
NY
03/22/1993 - 04/14/1998
D. H. BLAIR & CO., INC. (NEW YORK NY)
BOTH
Issued 06/13/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/22/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/27/2001
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/09/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Nicholas Sergio is the right advisor for you? Invested Better is here to help.
