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Nicholas William Randolph

Transamerica Retirement Advisors, LLC

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About Nicholas William Randolph

Nicholas Randolph is a financial advisor with Transamerica Retirement Advisors, LLC. Nicholas holds Series 7, 66, and SIE licenses. Nicholas has been in the financial services industry since 2015. Nicholas has worked at Larson Financial Securities, LLC and Transamerica Investors Securities Corporation. Nicholas is registered to provide investment advice in Colorado and Utah. Nicholas is specialized in providing financial services to Individuals and businesses, and has experience with Pension consulting. Nicholas works in the Denver, CO office.

Firm Information

Nicholas Randolph is currently registered with Transamerica Retirement Advisors, LLC. Transamerica Retirement Advisors, LLC is a registered investment advisor headquartered in CEDAR RAPIDS, IA. The firm provides financial planning, portfolio management, and pension consulting services to a variety of clients, including individuals, corporations, and pension plans. The firm has over 334 registered representatives and manages over $16 billion in assets.
Transamerica Retirement Advisors, LLC

6400 C STREET SW

CEDAR RAPIDS, IA 52499

$16.16B

Assets Under Management

Not reported

Total Clients

266

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Nicholas Randolph’s Registration & Firm History

CO

07/14/2023 - Present

Transamerica Retirement Advisors, LLC (Denver CO)

MO

08/03/2021 - 05/08/2023

LARSON FINANCIAL SECURITIES, LLC (SAINT LOUIS MO)

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Licenses & Designations

BOTH

Issued 12/07/2021

Series 66 - Uniform Combined State Law Examination

BC

Issued 08/03/2021

Series 7TO - General Securities Representative Examination

BC

Issued 05/11/2021

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Nicholas William Randolph.
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