Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Puleo is a financial advisor at DFA Securities LLC. Nicholas has been in the financial services industry since April 17, 2004. Nicholas is registered with the Financial Industry Regulatory Authority (FINRA) as well as all 51 states. Prior to joining DFA Securities LLC, Nicholas was employed at VANGUARD MARKETING CORPORATION.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NC
10/04/2016 - Present
DFA Securities LLC (CHARLOTTE NC)
PA
04/06/2004 - 09/22/2016
VANGUARD MARKETING CORPORATION (MALVERN PA)
BC
Issued 04/14/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/23/2008
Series 7 - General Securities Representative Examination
BC
Issued 04/05/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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