Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Pucel is a financial advisor registered with Raymond James Financial Services Advisors, Inc. Nicholas has been in the financial services industry for over seven years and has a broad range of experience. Nicholas has passed the Series 66, Series 7, Series 9, Series 10, and SIE exams. Nicholas is also registered in Arkansas, Connecticut, Massachusetts, North Carolina, Pennsylvania, and Texas. Nicholas's current firm is Raymond James Financial Services Advisors, Inc. and his previous firm was Edward Jones. Nicholas also owns Cold Spring Investments, a business that he is actively involved in.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
MA
08/10/2023 - Present
Raymond James Financial Services Advisors, Inc. (Belchertown MA)
MA
06/09/2016 - 08/11/2023
EDWARD JONES (AMHERST MA)
BOTH
Issued 06/27/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/15/2024
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/20/2024
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/09/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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