Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas William Lombard is an investment advisor representative with Fidelity Personal And Workplace Advisors. Nicholas holds both Series 7 and Series 66 licenses, and is registered in 52 states. Nicholas also holds Series 9 and 10 licenses, which are supervised licenses. Fidelity Personal And Workplace Advisors is a firm based in Boston, Massachusetts with approximately $1 billion - $10 billion in assets under management. Fidelity Personal And Workplace Advisors has a total of 1,991,043 client accounts.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
UT
11/21/2022 - Present
Fidelity Personal AND Workplace Advisors (SALT LAKE CITY UT)
BOTH
Issued 09/28/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/29/2024
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/21/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 08/29/2022
Series 7TO - General Securities Representative Examination
BC
Issued 06/16/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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